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Detailed Report
Theresa Marie Nachman
THERESA MARIE MOGER, THERESA MARIE SHAIDELL
CRD#: 4162480
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2620 Larspur Ln
Suite Q
Redding, CA 96002
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2620 Larkspur Lane
Suite Q
Redding, CA 96002
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2006 (6 years)2 FIRMS2006 - 2020 (14 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 5/7/2024
B
Nevada 12/4/2020
B
Alaska 5/17/2022
B
North Carolina 5/14/2024
B
California 12/4/2020
B
Oregon 12/4/2020
IA
California 12/4/2020
B
Tennessee 8/8/2022
B
Hawaii 12/4/2020
B
Texas 12/4/2020
B
Idaho 6/21/2021
IA
Texas 12/4/2020
B
Michigan 12/4/2020
B
Washington 5/7/2024
B
Montana 12/4/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
2620 Larspur Ln Suite Q, Redding, CA 96002
Registered with this firm since 12/4/2020
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
2620 Larkspur Lane Suite Q, Redding, CA 96002
SE Corner Perry Newberry & Sterling , Carmel-By-The-Sea, CA 93921
Registered with this firm since 12/4/2020
Previous Registration(s)
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IA
 08/25/2006 - 12/07/2020 EDWARD JONES (CRD#:250) REDDING, CA
B
 08/25/2006 - 12/07/2020 EDWARD JONES (CRD#:250) REDDING, CA
IA
 11/13/2000 - 08/28/2006 MORGAN STANLEY (CRD#:7556) REDDING, CA
B
 08/03/2000 - 08/28/2006 MORGAN STANLEY DW INC. (CRD#:7556) REDDING, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.