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Detailed Report
EDWARD DEGAN LIPSKI
EDWARD LIPSKI
CRD#: 4161850
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 400 MERIDIAN CENTRE BLVD
STE 210
ROCHESTER, NY 14618
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BRBC DAIN RAUSCHER INC. (CRD# 31194)2002 - 2007 (5 years)BTUCKER ANTHONY INCORPORATED (CRD# 837)2000 - 2002 (1 year)IARBC DAIN RAUSCHER INC. (CRD# 31194)2005 - 2007 (2 years)
License(s)

State Registrations

B
Arizona 10/5/2007
B
Nevada 8/9/2024
B
Arkansas 3/4/2019
B
New Jersey 10/5/2007
B
California 10/5/2007
IA
New Jersey 10/10/2007
B
Colorado 10/28/2013
B
New York 10/5/2007
B
Connecticut 1/27/2023
IA
New York 7/27/2021
B
Delaware 1/27/2023
B
North Carolina 10/5/2007
B
District of Columbia 1/20/2023
B
Ohio 10/5/2007
B
Florida 10/5/2007
B
Oregon 5/31/2019
B
Georgia 10/5/2007
B
Pennsylvania 10/5/2007
B
Illinois 10/5/2007
B
South Carolina 10/5/2007
B
Kentucky 10/5/2007
B
Texas 10/5/2007
B
Maryland 10/5/2007
B
Vermont 7/19/2019
B
Massachusetts 10/5/2007
B
Virginia 10/5/2007
B
Michigan 11/20/2014
B
Washington 6/12/2015
B
Missouri 11/8/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
400 MERIDIAN CENTRE BLVD STE 210, ROCHESTER, NY 14618
CANANDAIGUA, NY
Registered with this firm since 10/10/2007
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
400 MERIDIAN CENTRE BLVD STE 210, ROCHESTER, NY 14618
CANANDAIGUA, NY
Registered with this firm since 10/5/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/31/2005 - 10/23/2007 RBC DAIN RAUSCHER INC. (CRD#:31194) ROCHESTER, NY
B
 03/09/2002 - 10/23/2007 RBC DAIN RAUSCHER INC. (CRD#:31194) ROCHESTER, NY
B
 05/19/2000 - 03/09/2002 TUCKER ANTHONY INCORPORATED (CRD#:837) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.