QUESTAR CAPITAL CORPORATION

Discharged

REGISTRANT FAILED TO FOLLOW FIRM PROCEDURES REGARDING THE MAINTENANCE OF BOOKS AND RECORDS. REGISTRANT MAINTAINED ACCOUNT DOCUMENTS CUSTOMERS HAD SIGNED IN BLANK IN THREE CLIENT FILES. REGISTRANT DID NOT PROMPTLY SUBMIT CHECKS RECEIVED FROM CLIENTS TO THE FIRM ON TWO OCCASIONS. REGISTRANT'S DISCHARGE WAS NOT DUE TO ANY CUSTOMER COMPLAINTS OR ALLEGATIONS. THE FIRM'S INVESTIGATION DID NOT REVEAL HARM TO ANY CUSTOMER.

Registrant finished the last semester of law school during this time. In two instances the "in blank" forms were transfer forms not able to be used by the client's current company. At the time of signing the forms, the clients did not have a statement from the current provider with the necessary information with them in order to complete the transfer form. Both were signed for client convenience and in both instances the clients were very well acquainted with the registrant. The third form was a tiered annuity disclosure. Registrant downloaded a tier 1 disclosure when a tier 2 was needed. Incomplete forms were filed in the client files. The checks were received by Registrant on Friday evening and Saturday afternoon respectively and not processed and forwarded until Tuesday when firm policy required "24 hours." An official on the record hearing was conducted in Washington DC by the Certified Financial Planners Board and no discipline actions were taken. See www.cfp.net and search ID#138609. Registrant also has passed the character and fitness review board for both Kentucky and Texas Bars and has been admitted to the practice of law in both jurisdictions.