Individual Firm
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DANIEL SAUL FERSZT
CRD#: 4159339
IA
B
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Aurora, CO
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Aurora, CO
0
Disclosures
22
Years of Experience
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State Registrations
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Alabama 1/27/2021
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Montana 1/27/2021
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Alaska 1/27/2021
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Nebraska 1/27/2021
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Arizona 1/27/2021
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Nevada 1/27/2021
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Arkansas 1/27/2021
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New Hampshire 1/27/2021
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California 1/27/2021
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New Jersey 1/27/2021
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Colorado 11/20/2012
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New Mexico 1/27/2021
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Colorado 7/14/2016
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New York 1/27/2021
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Connecticut 1/27/2021
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North Carolina 1/27/2021
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Delaware 1/27/2021
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North Dakota 1/27/2021
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District of Columbia 1/27/2021
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Ohio 1/27/2021
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Florida 1/27/2021
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Oklahoma 1/27/2021
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Georgia 1/27/2021
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Oregon 1/27/2021
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Hawaii 1/27/2021
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Pennsylvania 1/27/2021
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Idaho 1/27/2021
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Puerto Rico 1/27/2021
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Illinois 1/27/2021
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Rhode Island 1/27/2021
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Indiana 1/27/2021
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South Carolina 1/27/2021
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Iowa 1/27/2021
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South Dakota 1/27/2021
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Kansas 5/5/2017
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Tennessee 1/27/2021
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Kentucky 1/27/2021
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Texas 1/27/2021
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Louisiana 1/27/2021
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Utah 1/27/2021
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Maine 1/27/2021
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Vermont 1/27/2021
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Maryland 1/27/2021
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Virginia 1/27/2021
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Massachusetts 1/27/2021
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Washington 1/27/2021
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Michigan 1/27/2021
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West Virginia 1/27/2021
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Minnesota 1/27/2021
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Wisconsin 1/27/2021
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Mississippi 1/27/2021
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Wyoming 1/27/2021
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Missouri 1/27/2021
SRO Registrations
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/16/2010 - 01/03/2012 | GREENWOOD VILLAGE, CO | |
B | 08/16/2010 - 01/03/2012 | GREENWOOD VILLAGE, CO | |
IA | 10/18/2007 - 07/27/2009 | DENVER, CO | |
B | 04/20/2007 - 07/27/2009 | DENVER, CO | |
B | 03/07/2006 - 03/09/2007 | ENGLEWOOD, CO | |
IA | 03/07/2006 - 12/31/2006 | ENGLEWOOD, CO | |
IA | 05/09/2005 - 01/02/2006 | CENTENNIAL, CO | |
B | 03/24/2005 - 01/02/2006 | PURCHASE, NY | |
B | 09/09/2002 - 03/30/2005 | NEW YORK, NY | |
B | 05/26/2000 - 08/19/2002 | NEW YORK, NY |
DENVER, CO
10/18/2007 - 07/27/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.