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THOMAS JAMES GRUSZKA
THOMAS J GRUSZKA
CRD#: 4159155
IA
B
VESTGEN ADVISORS, LLCCRD#: 318657 1605 WEST COLONIAL PARKWAY
INVERNESS, IL 60067
INVERNESS, IL 60067
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 1605 West Colonial Parkway
Inverness, IL 60067
Inverness, IL 60067
0
Disclosures
24
Years of Experience
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State Registrations
IA
Illinois 5/3/2022
B
Illinois 12/10/2024
SRO Registrations
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Registered with this firm since 5/3/2022
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Registered with this firm since 12/10/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/02/2018 - 12/11/2024 | INVERNESS, IL | |
IA | 03/02/2018 - 12/21/2022 | INVERNESS, IL | |
IA | 09/26/2014 - 03/02/2018 | PALATINE, IL | |
B | 09/26/2014 - 03/02/2018 | Palatine, IL | |
IA | 12/17/2013 - 10/03/2014 | PALATINE, IL | |
B | 12/17/2013 - 10/03/2014 | PALATINE, IL | |
IA | 10/05/2009 - 12/13/2013 | ROLLING MEADOWS, IL | |
B | 10/05/2009 - 12/13/2013 | ROLLING MEADOWS, IL | |
IA | 11/06/2007 - 10/20/2009 | WINNETKA, IL | |
B | 11/06/2007 - 10/20/2009 | WINNETKA, IL | |
IA | 05/17/2007 - 10/11/2007 | CHICAGO, IL | |
B | 05/17/2007 - 10/11/2007 | CHICAGO, IL | |
IA | 06/16/2004 - 05/18/2007 | MT. PROSPECT, IL | |
B | 06/16/2004 - 05/18/2007 | MT. PROSPECT, IL | |
IA | 05/26/2004 - 06/18/2004 | MT PROSPECT, IL | |
B | 05/26/2004 - 06/18/2004 | CHICAGO, IL | |
IA | 10/19/2001 - 05/25/2004 | CHICAGO, IL | |
B | 02/16/2001 - 05/25/2004 | CHICAGO, IL | |
B | 04/07/2000 - 02/16/2001 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.