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Nathan Lowther
Nathan Todd Lowther
CRD#: 4159045
IA
B
EDWARD JONESCRD#: 250 441 MEETING STREET STE D
CHARLESTON, SC 29403
CHARLESTON, SC 29403
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Colorado 10/11/2023
B
North Carolina 12/5/2023
B
District of Columbia 12/5/2023
B
South Carolina 8/30/2023
B
Florida 12/5/2023
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South Carolina 10/24/2023
B
Georgia 12/5/2023
B
Tennessee 12/7/2023
B
Illinois 12/5/2023
B
Virginia 12/5/2023
B
New Hampshire 12/8/2023
B
Washington 12/6/2023
B
New York 1/8/2025
SRO Registrations
B
B
B
B
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Registered with this firm since 10/24/2023
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Registered with this firm since 8/30/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/14/2021 - 08/22/2023 | DENVER, CO | |
B | 01/25/2021 - 09/07/2021 | GREENWOOD VILLAGE, CO | |
B | 09/09/2005 - 10/14/2020 | DENVER, CO | |
B | 04/23/2002 - 02/27/2004 | SPRINGFIELD, MA | |
B | 04/23/2002 - 02/27/2004 | NEW YORK, NY | |
B | 04/04/2000 - 09/11/2000 | DENVER, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.