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DANIEL TODD FAIS
DAN FAIS, DANIEL T FAIS
CRD#: 4158916
IA
B
WELLS FARGO ADVISORSCRD#: 19616 461 FROM RD STE 101
[PX-RBO]
PARAMUS, NJ 07652
[PX-RBO]
PARAMUS, NJ 07652
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 3/14/2011
IA
New Jersey 2/18/2011
B
Arizona 4/23/2024
B
New Jersey 2/22/2011
B
California 2/22/2011
B
New York 2/22/2011
B
Connecticut 4/2/2014
B
North Carolina 6/16/2014
B
Delaware 5/7/2013
B
Pennsylvania 2/22/2011
B
Florida 2/22/2011
B
South Carolina 4/15/2014
B
Iowa 1/2/2019
B
Virginia 2/6/2012
B
Nevada 5/4/2012
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 2/18/2011
B
Registered with this firm since 2/22/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/13/2003 - 02/22/2011 | FLORHAM PARK, NJ | |
B | 04/26/2000 - 02/22/2011 | FLORHAM PARK, NJ |
FLORHAM PARK, NJ
12/13/2003 - 02/22/2011
FLORHAM PARK, NJ
04/26/2000 - 02/22/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.