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DAVID C BARTOLI
CRD#: 4158891
IA
B
MORGAN STANLEYCRD#: 149777 214 Senate Avenue
Camp Hill, PA 17011
Camp Hill, PA 17011
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 5/11/2018
B
Missouri 3/20/2018
B
Arizona 6/1/2009
B
Nebraska 9/17/2018
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Arkansas 3/16/2020
B
New Hampshire 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 1/18/2019
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 6/1/2009
B
Ohio 6/1/2009
B
District of Columbia 6/1/2009
B
Oklahoma 6/1/2009
B
Florida 6/1/2009
B
Oregon 2/26/2019
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Hawaii 2/10/2015
IA
Pennsylvania 1/27/2011
B
Illinois 6/1/2009
B
Rhode Island 7/15/2020
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 8/1/2023
B
Tennessee 6/1/2009
B
Kansas 3/27/2012
B
Texas 6/1/2009
B
Kentucky 8/3/2021
IA
Texas 6/1/2009
B
Louisiana 1/27/2016
B
Utah 12/15/2016
B
Maine 6/1/2009
B
Vermont 6/1/2009
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 2/28/2017
B
West Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Wisconsin 6/1/2009
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/14/2008 - 06/01/2009 | HARRISBURG, PA | |
B | 04/02/2007 - 06/01/2009 | HARRISBURG, PA | |
B | 05/15/2000 - 04/02/2007 | HARRISBURG, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.