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Detailed Report
YEREL SALDIVAR MORALES
Yerel S Morales
CRD#: 4157375
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 12731 MAIN ST
HESPERIA, CA 92345
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2017 - 2017 (<1 year)2 FIRMS2018 - Present (7 years)BFORTIS INVESTORS, INC. (CRD# 421)2000 - 2000 (<1 year)IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2016 - 2017 (<1 year)IARPA WEALTH MANAGEMENT (CRD# 168581)2013 - 2016 (2 years)IALEGACY INVESTMENT SERVICES, LLC (CRD# 144127)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Arizona 8/27/2018
B
Nevada 10/1/2018
B
Arkansas 9/15/2022
B
New Mexico 9/29/2022
B
California 2/1/2018
B
New York 10/9/2023
IA
California 2/1/2018
B
Ohio 12/10/2021
B
Colorado 10/1/2018
B
Oklahoma 8/12/2021
B
Florida 2/22/2021
B
Oregon 6/4/2019
B
Georgia 12/14/2020
B
Tennessee 8/3/2021
B
Idaho 10/19/2018
B
Texas 2/4/2021
B
Kansas 8/17/2021
IA
Texas 2/12/2021
B
Kentucky 9/12/2023
B
Utah 4/12/2019
B
Nebraska 6/28/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
12731 MAIN ST, HESPERIA, CA 92345
14168 HWY 395, ADELANTO, CA 92301
Registered with this firm since 2/1/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
12731 MAIN ST, HESPERIA, CA 92345
14168 HWY 395, ADELANTO, CA 92301
Registered with this firm since 1/5/2018
Previous Registration(s)
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 04/07/2017 - 12/04/2017 LEGACY INVESTMENT SERVICES, LLC (CRD#:144127) RANCHO CUCAMONGA, CA
IA
 03/24/2017 - 04/26/2017 MOTIV8 INVESTMENTS LLC (CRD#:285560) Ontario, CA
IA
 08/31/2016 - 04/06/2017 AE WEALTH MANAGEMENT, LLC (CRD#:282580) Ontario, CA
IA
 11/22/2013 - 07/12/2016 RPA WEALTH MANAGEMENT (CRD#:168581) RANCHO CUCAMONGA, CA
IA
 03/20/2013 - 11/20/2013 LEGACY INVESTMENT SERVICES, LLC (CRD#:144127) RANCHO CUCAMONGA, CA
B
 07/03/2000 - 07/20/2000 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.