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Detailed Report
SHEA GORDON
CRD#: 4156943
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 6160 Warren Parkway Suite 100
Frisco, TX 75034
LPL FINANCIAL LLCCRD#: 6413 6160 WARREN PARKWAY
SUITE 100, OFFICE #125
FRISCO, TX 75034
Registration History
19952000200520102015202020252 FIRMS2000 - 2006 (5 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2018 - Present (6 years)BPROVASI CAPITAL PARTNERS LP (CRD# 119539)2016 - 2018 (1 year)BFS2 CAPITAL PARTNERS, LLC (CRD# 145244)2011 - 2016 (4 years)BHINES REAL ESTATE INVESTMENTS,... (CRD# 128145)2009 - 2011 (2 years)BGOLDMAN, SACHS & CO. (CRD# 361)2006 - 2007 (<1 year)BSANFORD C. BERNSTEIN & CO., INC. (CRD# 1232)2000 - 2000 (<1 year)
Disclosure(s)
View By:
6/5/1992
Criminal
Final Disposition
License(s)

State Registrations

B
Colorado 4/14/2020
B
New Hampshire 12/4/2024
B
Florida 1/12/2021
B
Texas 7/6/2018
B
Minnesota 12/4/2023
IA
Texas 7/26/2018
B
Nevada 7/10/2018
B
Washington 8/26/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
6160 Warren Parkway Suite 100, Frisco, TX 75034
Registered with this firm since 7/26/2018
B
LPL FINANCIAL LLC (CRD#:6413)
6160 WARREN PARKWAY SUITE 100, OFFICE #125, FRISCO, TX 75034
Registered with this firm since 7/3/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/02/2016 - 05/17/2018 PROVASI CAPITAL PARTNERS LP (CRD#:119539) DALLAS, TX
B
 12/12/2011 - 01/25/2016 FS2 CAPITAL PARTNERS, LLC (CRD#:145244) PHILADELPHIA, PA
B
 07/16/2009 - 12/08/2011 HINES REAL ESTATE INVESTMENTS, INC. (CRD#:128145) HOUSTON, TX
IA
 08/13/2007 - 03/06/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LAS VEGAS, NV
B
 08/06/2007 - 03/06/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LAS VEGAS, NV
B
 12/01/2006 - 05/23/2007 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
IA
 08/02/2000 - 12/01/2006 ALLIANCEBERNSTEIN L.P. (CRD#:108477) LOS ANGELES, CA
B
 12/07/2000 - 11/30/2006 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) LOS ANGELES, CA
B
 05/15/2000 - 12/07/2000 SANFORD C. BERNSTEIN & CO., INC. (CRD#:1232) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.