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RAYMOND EDWARD MCCARTY III
CRD#: 4156312
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 574 CENTERVILLE RD
LANCASTER, PA 17601
Registration History
20002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)2000 - 2000 (<1 year)
License(s)

State Registrations

B
California 11/12/2020

B
Pennsylvania 10/1/2000

B
Florida 5/23/2022

IA
Pennsylvania 2/6/2021

IA
New Jersey 2/9/2021

B
Virginia 8/11/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
574 CENTERVILLE RD, LANCASTER, PA 17601
Registered with this firm since 2/6/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
574 CENTERVILLE RD, LANCASTER, PA 17601
Registered with this firm since 10/1/2000

Previous Registration(s)
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B
07/18/2000 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
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