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Detailed Report
KEVIN W CALVERT
KEVIN CALVERT
CRD#: 4156105
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 100 Front Street
Suite 600
West Conshohocken, PA 19428
Registration History
20002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2011 - Present (14 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2009 (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2005 (5 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 9/27/2017
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Delaware 6/1/2009
B
Oregon 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Hawaii 2/6/2019
IA
Pennsylvania 1/28/2011
B
Illinois 6/1/2009
B
South Carolina 7/30/2019
B
Indiana 4/22/2021
B
Texas 6/1/2009
B
Kentucky 10/17/2014
IA
Texas 7/20/2011
B
Maryland 5/26/2016
B
Utah 4/4/2024
B
Massachusetts 3/7/2023
B
Virginia 8/26/2009
B
Nevada 6/4/2015
B
Washington 10/1/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
100 Front Street Suite 600, West Conshohocken, PA 19428
Registered with this firm since 1/28/2011
B
MORGAN STANLEY (CRD#:149777)
100 Front Street Suite 600, West Conshohocken, PA 19428
Registered with this firm since 6/1/2009
Previous Registration(s)
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B
 11/11/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PHILADELPHIA, PA
IA
 06/10/2005 - 12/05/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHILADELPHIA, PA
B
 05/23/2000 - 12/05/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.