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RAYMOND CARL RITTER
Raymond C Ritter
CRD#: 4153624
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 43155 Main St Ste 2200A
Novi, MI 48375
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2018 (7 years)2 FIRMS2018 - Present (6 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)IAMORGAN STANLEY (CRD# 7556)2006 - 2007 (<1 year)
Disclosure(s)
View By:
2/1/2011
Employment Separation After Allegations
3/14/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/18/2021

B
Kentucky 1/24/2019

B
California 9/17/2019

B
Michigan 3/29/2018

B
Connecticut 3/29/2018

IA
Michigan 3/29/2018

B
Florida 3/29/2018

B
South Carolina 3/29/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
Beverly Hills, MI
Registered with this firm since 3/29/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
Beverly Hills, MI
Registered with this firm since 3/29/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/07/2011 - 04/02/2018 WUNDERLICH SECURITIES, INC. (CRD#:2543) BIRMINGHAM, MI
B
03/09/2011 - 04/02/2018 WUNDERLICH SECURITIES, INC. (CRD#:2543) BIRMINGHAM, MI
IA
06/01/2009 - 02/25/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BIRMINGHAM, MI
B
06/01/2009 - 02/25/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BIRMINGHAM, MI
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BIRMINGHAM, MI
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BIRMINGHAM, MI
IA
09/08/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BIRMINGHAM, MI
B
05/17/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BIRMINGHAM, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.