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VERONICA HERNANDEZ
VERONICA SAENZ
CRD#: 4152484
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2800 POST OAK BLVD
HOUSTON, TX 77056
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BSTANFORD GROUP COMPANY (CRD# 39285)2004 - 2009 (4 years)IASTANFORD GROUP COMPANY (CRD# 39285)2006 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 4/27/2018

B
Mississippi 5/1/2018

B
Alaska 4/27/2018

B
Missouri 4/27/2018

B
Arizona 2/18/2011

B
Montana 5/20/2021

B
Arkansas 1/20/2015

B
Nebraska 4/27/2018

B
California 4/27/2010

B
Nevada 4/27/2018

B
Colorado 4/27/2010

B
New Jersey 4/27/2010

B
Connecticut 2/18/2011

B
New Mexico 4/27/2018

B
Delaware 2/25/2020

B
New York 4/27/2010

B
District of Columbia 4/27/2018

B
North Carolina 4/27/2018

B
Florida 4/27/2010

B
Ohio 6/17/2019

B
Georgia 3/25/2014

B
Oklahoma 4/27/2018

B
Hawaii 4/27/2018

B
Oregon 4/27/2018

B
Idaho 6/7/2024

B
Pennsylvania 4/27/2018

B
Illinois 6/19/2017

B
South Carolina 6/19/2017

B
Indiana 7/20/2022

B
South Dakota 11/11/2020

B
Iowa 11/11/2020

B
Tennessee 3/11/2013

B
Kansas 4/27/2018

B
Texas 11/25/2009

B
Kentucky 2/18/2011

IA
Texas 11/25/2009

B
Louisiana 9/25/2012

B
Utah 6/19/2017

B
Maine 4/27/2018

B
Virginia 1/19/2012

B
Maryland 4/27/2018

B
Washington 2/18/2011

B
Massachusetts 3/26/2014

B
West Virginia 11/11/2020

B
Michigan 2/18/2011

B
Wisconsin 4/27/2018

B
Minnesota 2/18/2011

B
Wyoming 4/27/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 11/25/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 11/25/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/27/2009 - 11/16/2009 UNITED CAPITAL FINANCIAL ADVISERS (CRD#:134600) HOUSTON, TX
B
03/31/2009 - 11/02/2009 GIRARD SECURITIES, INC. (CRD#:18697) HOUSTON, TX
IA
04/12/2006 - 03/25/2009 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
B
08/31/2004 - 03/25/2009 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.