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GRETCHEN SANDERS
GRETCHEN S COVINGTON, GRETCHEN COVINGTON, GRETCHEN COVINGTON POOLE, GRETCHEN COVINGTON READ
CRD#: 4150369
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 7 SHERIDAN SQ
KINGSPORT, TN 37660
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2013 (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2001 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2013 (3 years)
License(s)

State Registrations

B
Alabama 5/6/2014

B
New Mexico 2/1/2022

B
Alaska 5/6/2014

B
New York 11/12/2021

B
Arkansas 1/15/2021

B
North Carolina 5/6/2014

B
California 5/6/2014

B
Ohio 7/25/2018

B
Colorado 8/25/2022

B
Pennsylvania 5/6/2014

B
Florida 5/6/2014

B
Rhode Island 5/17/2018

B
Georgia 5/6/2014

B
South Carolina 5/6/2014

B
Illinois 7/17/2018

B
Tennessee 5/2/2014

B
Indiana 11/12/2021

IA
Tennessee 5/5/2014

B
Iowa 6/3/2019

B
Texas 5/6/2014

B
Kentucky 5/6/2014

IA
Texas 5/6/2014

B
Maryland 5/6/2014

B
Virginia 5/6/2014

B
Massachusetts 5/6/2014

B
Washington 5/6/2014

B
Montana 7/13/2020

B
West Virginia 5/6/2014

B
Nebraska 5/6/2014

B
Wisconsin 1/16/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
7 SHERIDAN SQ, KINGSPORT, TN 37660
Registered with this firm since 5/5/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
7 SHERIDAN SQ, KINGSPORT, TN 37660
Registered with this firm since 5/2/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/21/2013 - 03/28/2014 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) YORK, PA
B
10/21/2013 - 03/28/2014 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) YORK, PA
IA
06/18/2010 - 10/22/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) YORK, PA
B
04/10/2001 - 10/22/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) YORK, PA
B
06/01/2000 - 04/12/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.