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Detailed Report
JAMES RAYMOND COLAHAN
CRD#: 4149691
IA
Investment Adviser
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Previous Broker
WEALTHCARE ADVISORY PARTNERS LLCCRD#: 171976 3320 Clinton Parkway Court
Suite 120
Lawrence, KS 66047
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2000 - 2002 (2 years)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2019 (11 years)2 FIRMS2019 - 2020 (<1 year)IAWEALTHCARE ADVISORY PARTNERS LLC (CRD# 171976)2020 - Present (4 years)
Disclosure(s)
View By:
11/26/1970
Criminal
Final Disposition
License(s)

State Registrations

IA
Kansas 9/17/2020
IA
Texas 9/11/2020
Current Registration(s)
IA
WEALTHCARE ADVISORY PARTNERS LLC (CRD#:171976)
3320 Clinton Parkway Court Suite 120, Lawrence, KS 66047
Registered with this firm since 9/11/2020
Previous Registration(s)
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IA
 10/25/2019 - 09/15/2020 AVANTAX ADVISORY SERVICES (CRD#:104556) IRVING, TX
B
 10/25/2019 - 09/15/2020 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) TOPEKA, KS
IA
 11/09/2007 - 10/25/2019 1ST GLOBAL ADVISORS INC (CRD#:111133) TOPEKA, KS
B
 11/09/2007 - 10/25/2019 1ST GLOBAL CAPITAL CORP. (CRD#:30349) TOPEKA, KS
IA
 11/27/2006 - 11/14/2007 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) TOPEKA, KS
B
 11/03/2006 - 11/14/2007 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) TOPEKA, KS
IA
 07/25/2000 - 12/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) SALINA, KS
B
 04/14/2000 - 12/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.