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MARCIA SUE SCHOOLFIELD SPELLMAN
MARCIA SUE SPELLMAN, MARCIA SUE SCHOOLFIELD SPELLMAN, MARCIASUE SCHOOLFIELD SPELLMAN
CRD#: 414923
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 12222 MERIT DRIVE
SUITE 1800
DALLAS, TX 75251
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 12222 MERIT DRIVE
SUITE 1800
DALLAS, TX 75251
Registration History
197519801985199019952000200520102015202020252 FIRMS2003 - 2006 (2 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2006 - Present (18 years)BSPELLMAN CAPITAL CORPORATION (CRD# 11091)1982 - 2003 (21 years)BBROKERS TRANSACTION SERVICES, INC. (CRD# 17587)1997 - 1997 (<1 year)BROTAN MOSLE INC. (CRD# 727)1972 - 1980 (7 years)IACARTER ADVISORY SERVICES, INC (CRD# 116249)2007 - 2020 (13 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2006 - 2009 (2 years)IASPELLMAN CAPITAL CORPORATION (CRD# 11091)1983 - 2003 (20 years)
License(s)

State Registrations

B
California 6/7/2006

B
New Mexico 8/30/2021

B
Florida 1/2/2014

B
North Carolina 12/20/2019

B
Georgia 2/18/2015

B
Oklahoma 6/23/2015

B
Illinois 2/18/2015

B
Oregon 10/25/2023

B
Maryland 9/8/2014

B
Rhode Island 8/22/2016

B
Massachusetts 6/7/2006

B
Texas 6/7/2006

B
Montana 8/10/2006

IA
Texas 1/2/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
12222 MERIT DRIVE SUITE 1800, DALLAS, TX 75251
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
12222 MERIT DRIVE SUITE 1800, DALLAS, TX 75251
Registered with this firm since 6/7/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/25/2007 - 05/08/2020 CARTER ADVISORY SERVICES, INC (CRD#:116249) DALLAS, TX
IA
07/07/2006 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ST. PETERSBURG, FL
IA
12/17/2003 - 06/08/2006 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
B
12/17/2003 - 06/08/2006 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
IA
08/23/1983 - 12/31/2003 SPELLMAN CAPITAL CORPORATION (CRD#:11091) DALLAS, TX
B
11/18/1982 - 12/31/2003 SPELLMAN CAPITAL CORPORATION (CRD#:11091) DALLAS, TX
B
06/09/1997 - 12/31/1997 BROKERS TRANSACTION SERVICES, INC. (CRD#:17587) DALLAS, TX
B
12/08/1972 - 09/01/1980 ROTAN MOSLE INC. (CRD#:727)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.