• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARC ANDREW PACELLA
MARC PACELLA
CRD#: 4148708
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1600 JFK BLVD
PHILADELPHIA, PA 19103
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (1 year)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (1 year)BDELAWARE DISTRIBUTORS, L.P. (CRD# 14232)2000 - 2000 (<1 year)
License(s)

State Registrations

B
California 1/31/2024

B
Ohio 5/2/2024

B
Connecticut 5/2/2024

B
Oregon 5/1/2024

B
Florida 1/31/2024

B
Pennsylvania 1/19/2024

B
New Jersey 1/19/2024

IA
Pennsylvania 1/19/2024

IA
New Jersey 1/22/2024

B
Texas 5/2/2024

B
New York 1/19/2024

IA
Texas 5/15/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Registered with this firm since 1/19/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Registered with this firm since 1/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/03/2020 - 02/01/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) Philadelphia, PA
B
08/20/2020 - 02/01/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) Philadelphia, PA
B
10/06/2000 - 01/31/2002 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
10/06/2000 - 01/31/2002 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
05/01/2000 - 09/12/2000 DELAWARE DISTRIBUTORS, L.P. (CRD#:14232) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.