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STEVEN SCOTT MEIER
CRD#: 4148503
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 580 E Carmel Drive
Suite 208
Carmel, IN 46032
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2002 - 2007 (5 years)2 FIRMS2007 - 2015 (7 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
California 9/22/2017

B
Michigan 9/22/2017

B
Colorado 1/31/2025

B
Ohio 9/22/2017

B
Florida 9/22/2017

B
Tennessee 1/10/2018

B
Illinois 9/22/2017

B
Washington 9/22/2017

B
Indiana 9/22/2017

B
West Virginia 9/22/2017

IA
Indiana 9/22/2017

B
Wyoming 9/22/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
580 E Carmel Drive Suite 208, Carmel, IN 46032
Registered with this firm since 9/22/2017

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
580 E Carmel Drive Suite 208, Carmel, IN 46032
Registered with this firm since 9/22/2017

Previous Registration(s)
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IA
03/25/2017 - 09/26/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) INDIANAPOLIS, IN
B
03/25/2017 - 09/26/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) INDIANAPOLIS, IN
IA
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) INDIANAPOLIS, IN
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) INDIANAPOLIS, IN
IA
09/27/2007 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) INDIANAPOLIS, IN
B
09/17/2007 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) INDIANAPOLIS, IN
IA
06/21/2002 - 09/19/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) INDIANAPOLIS, IN
B
06/21/2002 - 09/19/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) INDIANAPOLIS, IN
IA
06/12/2000 - 06/24/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) CARMEL, IN
B
04/12/2000 - 06/24/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.