• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHAD CHARLES CZERWINSKI
CHAD C CZERWINSKI
CRD#: 4148330
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE STATE STREET
16TH FLOOR
HARTFORD, CT 06103
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - Present (18 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2004 (4 years)IAMORGAN STANLEY (CRD# 7556)2001 - 2004 (3 years)
License(s)

State Registrations

B
Alabama 7/10/2020

B
Minnesota 1/5/2012

B
Alaska 7/29/2016

B
Montana 1/19/2024

B
Arizona 1/5/2012

B
New Hampshire 1/4/2011

B
California 1/4/2011

B
New Jersey 9/20/2006

B
Colorado 6/2/2017

B
New York 1/19/2010

B
Connecticut 9/25/2006

B
North Carolina 1/4/2011

IA
Connecticut 10/31/2007

B
Ohio 10/29/2024

B
Delaware 7/8/2010

B
Oregon 1/31/2018

B
District of Columbia 1/5/2012

B
Pennsylvania 1/4/2011

B
Florida 6/10/2010

B
Rhode Island 1/4/2011

B
Georgia 1/4/2011

B
South Carolina 1/4/2011

B
Hawaii 6/2/2017

B
Tennessee 1/20/2023

B
Idaho 6/2/2017

B
Texas 1/4/2011

B
Illinois 1/5/2012

IA
Texas 7/19/2012

B
Louisiana 2/6/2023

B
Utah 1/15/2016

B
Maine 1/4/2011

B
Vermont 1/4/2011

B
Maryland 1/4/2011

B
Virginia 1/4/2011

B
Massachusetts 6/10/2010

B
Washington 1/4/2012

B
Michigan 10/11/2016

B
Wisconsin 1/4/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 9/20/2006

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 9/20/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2006 - 08/11/2006 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) NEW BRITAIN, CT
B
05/04/2006 - 08/11/2006 BANCNORTH INVESTMENT GROUP, INC. (CRD#:31299) NEW BRITAIN, CT
IA
09/08/2005 - 04/27/2006 WEBSTER INVESTMENT SERVICES, INC (CRD#:46588) NEW HAVEN, CT
B
09/16/2005 - 04/27/2006 WEBSTER INVESTMENT SERVICES, INC. (CRD#:46588) KENSINGTON, CT
IA
05/09/2001 - 08/04/2004 MORGAN STANLEY (CRD#:7556) HARTFORD, CT
B
05/04/2000 - 08/04/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.