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Detailed Report
THOMAS CHRISTOPHER DUNBAR
CHRIS DUNBAR
CRD#: 4148253
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2307 STEPHENS AVE #A
MISSOULA, MT 59801
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2000 - 2006 (5 years)2 FIRMS2006 - Present (19 years)
License(s)

State Registrations

B
Alaska 5/4/2007
B
New Jersey 7/12/2024
B
Arizona 5/30/2008
B
Oregon 6/25/2014
B
California 12/24/2008
B
South Carolina 1/16/2025
B
Colorado 10/31/2014
B
Tennessee 5/9/2022
B
Idaho 8/14/2017
B
Texas 11/10/2023
B
Montana 2/28/2006
IA
Texas 11/13/2023
IA
Montana 3/1/2006
B
Washington 2/28/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2307 STEPHENS AVE #A, MISSOULA, MT 59801
Registered with this firm since 3/1/2006
B
LPL FINANCIAL LLC (CRD#:6413)
2307 STEPHENS AVE #A, MISSOULA, MT 59801
Registered with this firm since 2/28/2006
Previous Registration(s)
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IA
 05/09/2000 - 03/01/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MISSOULA, MT
B
 04/20/2000 - 03/01/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 04/20/2000 - 03/01/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.