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Detailed Report
Roland Kurt Keller
ROLAND KURT KELLER
CRD#: 4148213
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2132 DEEP WATER LANE SUITE 228
NAPERVILLE, IL 60564
Registration History
20002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2000 - Present (24 years)
License(s)

State Registrations

B
Alabama 11/27/2023
B
Kentucky 4/2/2004
B
Arizona 8/27/2008
B
Michigan 8/7/2018
B
Arkansas 10/19/2020
B
Missouri 8/23/2018
B
California 6/9/2005
B
Nevada 8/10/2021
B
Colorado 5/5/2010
B
New Mexico 4/30/2024
B
Connecticut 6/12/2009
B
New York 2/24/2014
B
Delaware 9/12/2022
B
North Carolina 5/10/2006
B
Florida 6/8/2005
B
Tennessee 10/16/2015
B
Georgia 7/14/2015
IA
Tennessee 4/30/2024
B
Illinois 5/19/2000
B
Texas 12/14/2011
IA
Illinois 2/7/2007
IA
Texas 12/10/2018
B
Indiana 8/18/2004
B
Wisconsin 3/15/2006
B
Kansas 3/9/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2132 DEEP WATER LANE SUITE 228, NAPERVILLE, IL 60564
Hendersonville, TN
Registered with this firm since 2/7/2007
B
EDWARD JONES (CRD#:250)
2132 DEEP WATER LANE SUITE 228, NAPERVILLE, IL 60564
Hendersonville, TN
Registered with this firm since 5/2/2000
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.