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DAVID EDWARD OLESEN
CRD#: 4147669
IA
B
NEWEDGE ADVISORSCRD#: 171351 33 E. Hattendorf Avenue
Roselle, IL 60172
Roselle, IL 60172
LPL FINANCIAL LLCCRD#: 6413 33 EAST HATTENDORF AVE.
ROSELLE, IL 60172
ROSELLE, IL 60172
0
Disclosures
24
Years of Experience
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State Registrations
B
Arizona 1/23/2018
B
New Mexico 1/9/2017
B
California 1/9/2017
B
North Carolina 1/28/2005
B
Colorado 7/21/2017
B
Pennsylvania 2/16/2011
B
Florida 1/28/2005
B
South Carolina 10/18/2022
B
Illinois 1/28/2005
B
South Dakota 1/9/2017
IA
Illinois 12/14/2023
B
Tennessee 1/23/2018
B
Indiana 10/11/2017
B
Utah 1/17/2024
B
Kentucky 2/1/2005
B
Wisconsin 1/23/2018
SRO Registrations
B
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IA
Registered with this firm since 12/14/2023
B
Registered with this firm since 1/28/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2005 - 03/19/2024 | ROSELLE, IL | |
B | 05/04/2000 - 02/02/2005 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.