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ALAN JASON SCHOENFELD
CRD#: 414711
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 266 MERRICK RD
LYNBROOK, NY 11563
Registration History
19751980198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - Present (18 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - Present (46 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1973 - 1978 (4 years)BEDWARDS & HANLY (CRD# 6554)1973 - 1973 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1999 - 2005 (6 years)
Disclosure(s)
View By:
9/4/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 4/5/1999

B
New Jersey 8/24/1983

B
California 3/24/1984

B
New York 9/7/1981

B
Colorado 8/26/2015

IA
New York 4/19/2021

B
Connecticut 8/25/1983

B
North Carolina 7/14/2016

B
Delaware 12/5/2018

B
North Dakota 2/21/2023

B
District of Columbia 6/24/2019

B
Ohio 8/3/2021

B
Florida 5/9/1983

B
Oregon 3/5/2021

B
Georgia 7/14/2011

B
Pennsylvania 11/8/1981

B
Hawaii 10/17/2023

B
Puerto Rico 6/7/2012

B
Illinois 4/22/2013

B
Rhode Island 2/25/2024

B
Maine 12/1/2022

B
South Carolina 12/3/2015

B
Maryland 4/28/1983

B
Texas 4/20/2006

B
Massachusetts 8/16/1979

IA
Texas 7/24/2006

B
Michigan 9/2/1993

B
Vermont 10/10/2023

B
Missouri 1/28/2015

B
Virgin Islands 6/2/2017

B
Nevada 8/15/2018

B
Virginia 9/27/1981

B
New Hampshire 1/31/2020

B
Washington 5/17/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Registered with this firm since 7/24/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Registered with this firm since 9/26/1978

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/22/1999 - 12/31/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HEWLETT, NY
B
10/15/1973 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
B
07/03/1973 - 10/15/1973 EDWARDS & HANLY (CRD#:6554)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.