Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
TARA LEIGH SCOTTINO
CRD#: 4146737
IA
Investment Adviser
TRUE NORTH ADVISORS, LLCCRD#: 116048 3131 TURTLE CREEK
SUITE 1300
DALLAS, TX 75219
Registration History
20002002200420062008201020122014201620182020202220242026IATRUE NORTH ADVISORS, LLC (CRD# 116048)2017 - Present (7 years)IATRUE NORTH ADVISORS, LLC (CRD# 116048)2014 - 2016 (2 years)IACARTER ADVISORY SERVICES, INC (CRD# 116249)2010 - 2015 (5 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2014 (5 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)IATHE CAPITAL CHART ROOM, LTD (CRD# 117980)2006 - 2008 (2 years)IACARTER ADVISORY SERVICES, INC (CRD# 116249)2004 - 2006 (2 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2002 - 2003 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2000 - 2002 (2 years)
License(s)

State Registrations

IA
Texas 5/9/2017
Current Registration(s)
IA
TRUE NORTH ADVISORS, LLC (CRD#:116048)
3131 TURTLE CREEK SUITE 1300, DALLAS, TX 75219
Registered with this firm since 5/9/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/10/2014 - 12/31/2016 TRUE NORTH ADVISORS, LLC (CRD#:116048) DALLAS, TX
IA
 03/12/2010 - 03/18/2015 CARTER ADVISORY SERVICES, INC (CRD#:116249) DALLAS, TX
IA
 01/02/2009 - 11/04/2014 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) DALLAS, TX
IA
 02/12/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) DALLAS, TX
IA
 03/02/2006 - 03/05/2008 THE CAPITAL CHART ROOM, LTD (CRD#:117980) ARLINGTON, TX
IA
 01/02/2004 - 03/14/2006 CARTER ADVISORY SERVICES, INC (CRD#:116249) DALLAS, TX
IA
 07/29/2002 - 03/28/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PLANO, TX
IA
 07/12/2000 - 08/01/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.