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SZABLIS M KLEE
SZABLIS MONIQUE KLEE, SZABLIS MONIQUE KRUGER, SZABLIS MONIQUE RUSKJER
CRD#: 4146503
IA
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UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 1741 SECOND STREET SW
ROCHESTER, MN 55902
ROCHESTER, MN 55902
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Disclosures
24
Years of Experience
View By:
State Registrations
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Arizona 1/16/2020
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Minnesota 1/16/2020
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California 1/16/2020
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Missouri 1/2/2025
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Colorado 1/16/2020
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Montana 1/16/2020
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Delaware 12/20/2022
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Nebraska 9/1/2021
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Florida 1/16/2020
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Nevada 1/16/2020
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Georgia 2/18/2020
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New York 1/16/2020
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Illinois 1/16/2020
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North Carolina 1/16/2020
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Indiana 1/16/2020
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North Dakota 1/16/2020
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Iowa 1/16/2020
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Oregon 1/19/2023
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Kansas 5/19/2022
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South Carolina 8/19/2020
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Kentucky 1/6/2023
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South Dakota 1/16/2020
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Louisiana 3/25/2021
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Tennessee 11/20/2024
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Maine 1/4/2021
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Texas 1/16/2020
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Maryland 11/10/2021
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Virginia 1/16/2020
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Michigan 1/16/2020
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Washington 1/16/2020
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Minnesota 1/16/2020
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Wisconsin 1/16/2020
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/16/2020
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Registered with this firm since 1/16/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2011 - 02/10/2020 | ROCHESTER, MN | |
B | 11/14/2011 - 02/10/2020 | ROCHESTER, MN | |
IA | 08/23/2006 - 11/21/2011 | ROCHESTER, MN | |
B | 01/06/2006 - 11/21/2011 | ROCHESTER, MN | |
B | 04/19/2002 - 08/01/2005 | MINNEAPOLIS, MN | |
B | 04/26/2000 - 01/08/2002 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.