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JAMES R DERRICK JR.
CRD#: 4145920
IA
Investment Adviser
B
Broker
SMEDLEY FINANCIAL SERVICES INCCRD#: 110870 102 S. 200 E., SUITE 100
SALT LAKE CITY, UT 84111
OSAIC WEALTH, INC.CRD#: 23131 102 S. 200 E Suite 100
SALT LAKE CITY, UT 84111-3108
Registration History
20002002200420062008201020122014201620182020202220242026IASMEDLEY FINANCIAL SERVICES INC (CRD# 110870)2003 - Present (21 years)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2000 - 2024 (24 years)
License(s)

State Registrations

B
Alaska 6/14/2024

B
Nevada 6/14/2024

B
Arizona 6/14/2024

B
New Mexico 6/14/2024

B
Arkansas 6/14/2024

B
New York 6/14/2024

B
California 6/14/2024

B
North Carolina 6/14/2024

B
Colorado 6/14/2024

B
Ohio 6/14/2024

B
Florida 6/14/2024

B
Oklahoma 6/14/2024

B
Georgia 6/14/2024

B
Oregon 6/14/2024

B
Hawaii 6/14/2024

B
Pennsylvania 6/14/2024

B
Idaho 6/14/2024

B
South Carolina 6/14/2024

B
Iowa 6/14/2024

B
Tennessee 6/14/2024

B
Kansas 6/14/2024

IA
Texas 7/17/2009

B
Massachusetts 6/14/2024

B
Texas 6/14/2024

B
Michigan 6/14/2024

IA
Utah 9/30/2003

B
Minnesota 6/14/2024

B
Utah 6/14/2024

B
Missouri 6/14/2024

B
Virginia 6/14/2024

B
Montana 6/14/2024

B
Washington 6/14/2024

B
Nebraska 6/14/2024

B
Wyoming 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SMEDLEY FINANCIAL SERVICES INC (CRD#:110870)
102 S. 200 E., SUITE 100, SALT LAKE CITY, UT 84111
Registered with this firm since 9/30/2003

B
OSAIC WEALTH, INC. (CRD#:23131)
102 S. 200 E Suite 100, SALT LAKE CITY, UT 84111-3108
Registered with this firm since 6/14/2024

Previous Registration(s)
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B
06/07/2000 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) SALT LAKE CITY, UT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.