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Detailed Report
TIMOTHY ALAN JOHNSON
CRD#: 4145501
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 301 E COLORADO BLVD.
STE 400
PASADENA, CA 91101
CETERA ADVISOR NETWORKS LLCCRD#: 13572 301 E COLORADO BLVD.
STE 400
PASADENA, CA 91101
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2002 - 2003 (<1 year)2 FIRMS2004 - 2005 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2003 - Present (22 years)BMANULIFE FINANCIAL SECURITIES LLC (CRD# 5249)2002 - 2002 (<1 year)BMANULIFE WOOD LOGAN, INC. (CRD# 19177)2000 - 2002 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2007 - 2023 (15 years)
License(s)

State Registrations

B
Arizona 1/9/2019
B
Nevada 1/9/2019
B
California 4/14/2003
B
Oregon 7/18/2017
IA
California 6/29/2023
B
Texas 1/9/2019
B
Colorado 1/24/2008
IA
Texas 6/29/2023
B
Illinois 4/19/2023
B
Virginia 1/2/2014
B
Mississippi 8/28/2024
B
Washington 9/21/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
301 E COLORADO BLVD. STE 400, PASADENA, CA 91101
LA HABRA, CA
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
301 E COLORADO BLVD. STE 400, PASADENA, CA 91101
LA HABRA, CA
Registered with this firm since 4/14/2003
Previous Registration(s)
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IA
 09/27/2007 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
 10/29/2004 - 09/06/2005 ING FINANCIAL PARTNERS, INC. (CRD#:2882) WINDSOR, CT
B
 10/29/2004 - 08/31/2005 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) GREENWOOD VILLAGE, CO
B
 09/12/2002 - 03/14/2003 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
 09/12/2002 - 03/14/2003 SPELMAN & CO., INC. (CRD#:10232) PHOENIX, AZ
B
 09/12/2002 - 03/14/2003 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
 01/01/2002 - 09/04/2002 MANULIFE FINANCIAL SECURITIES LLC (CRD#:5249) BOSTON, MA
B
 03/23/2000 - 01/01/2002 MANULIFE WOOD LOGAN, INC. (CRD#:19177) STAMFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.