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KARL BRUNNER WILLIAMS
CRD#: 4144732
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 360 KINGSLEY PARK DR STE 100
FORT MILL, SC 29715
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2024 (9 years)2 FIRMS2025 - Present (<1 year)BEVERGREEN INVESTMENT SERVICES,... (CRD# 487)2005 - 2009 (4 years)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)2000 - 2005 (5 years)
License(s)

State Registrations

B
North Carolina 1/7/2025

B
South Carolina 1/7/2025

IA
North Carolina 1/7/2025

IA
South Carolina 1/9/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
360 KINGSLEY PARK DR STE 100, FORT MILL, SC 29715
Registered with this firm since 1/7/2025

B
LPL FINANCIAL LLC (CRD#:6413)
360 KINGSLEY PARK DR STE 100, FORT MILL, SC 29715
Registered with this firm since 1/7/2025

Previous Registration(s)
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IA
09/08/2015 - 12/20/2024 OSAIC INSTITUTIONS, INC. (CRD#:35371) MERIDEN, CT
B
09/08/2015 - 12/20/2024 OSAIC INSTITUTIONS, INC. (CRD#:35371) MERIDEN, CT
IA
02/04/2011 - 09/21/2015 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
B
02/04/2011 - 09/21/2015 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
B
12/06/2005 - 12/31/2009 EVERGREEN INVESTMENT SERVICES, INC. (CRD#:487) CHARLOTTE, NC
B
03/17/2000 - 11/07/2005 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.