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STEPHEN PALUCK
STEPHEN BRADLEY PALUCK
CRD#: 4144405
IA
Investment Adviser
B
Broker
WEALTHCARE ADVISORY PARTNERS LLCCRD#: 171976 Rancho Cordova, CA
LPL FINANCIAL LLCCRD#: 6413 4319 SOPHISTRY DR
RANCHO CORDOVA, CA 95742-8072
Registration History
2002200420062008201020122014201620182020202220242 FIRMS2003 - 2004 (1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2021 (9 years)2 FIRMS2021 - Present (3 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2001 - 2002 (1 year)
Disclosure(s)
View By:
4/2/2015
Customer Dispute
Denied
4/30/2012
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 12/7/2021

B
Montana 11/17/2021

B
Arizona 11/17/2021

B
Nevada 11/17/2021

B
California 11/17/2021

B
New York 11/17/2021

IA
California 11/17/2021

B
Oregon 11/17/2021

B
Florida 11/17/2021

B
Texas 11/17/2021

B
Idaho 11/17/2021

IA
Texas 11/17/2021

B
Michigan 11/17/2021

B
Utah 11/17/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEALTHCARE ADVISORY PARTNERS LLC (CRD#:171976)
Rancho Cordova, CA
Registered with this firm since 11/17/2021

B
LPL FINANCIAL LLC (CRD#:6413)
4319 SOPHISTRY DR, RANCHO CORDOVA, CA 95742-8072
Registered with this firm since 11/17/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/04/2012 - 11/23/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
B
08/31/2012 - 11/23/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
IA
07/13/2010 - 09/04/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SACRAMENTO, CA
B
06/24/2010 - 09/04/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SACRAMENTO, CA
B
03/25/2003 - 04/23/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
03/25/2003 - 04/23/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
04/10/2001 - 11/15/2002 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.