Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANDREW THOMAS ROBERSON
CRD#: 4143407
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 12677 ALCOSTA BLVD
SUITE 340
SAN RAMON, CA 94583
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2010 (5 years)2 FIRMS2010 - 2018 (7 years)2 FIRMS2018 - Present (6 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2005 - 2006 (1 year)
License(s)

State Registrations

B
Arizona 4/30/2018
B
New York 7/27/2020
IA
Arizona 5/4/2018
IA
New York 4/16/2021
B
California 4/30/2018
B
Ohio 3/9/2021
IA
California 5/4/2018
IA
Ohio 3/12/2021
B
Colorado 1/24/2020
B
Oklahoma 12/7/2023
B
Idaho 5/2/2024
IA
Oklahoma 12/7/2023
IA
Idaho 5/2/2024
B
Pennsylvania 4/14/2021
B
Minnesota 6/6/2019
IA
Pennsylvania 4/15/2021
IA
Minnesota 6/7/2019
B
Texas 4/7/2021
B
Nevada 2/15/2021
IA
Texas 4/7/2021
IA
Nevada 2/25/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
12677 ALCOSTA BLVD SUITE 340, SAN RAMON, CA 94583
Registered with this firm since 5/4/2018
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
12677 ALCOSTA BLVD SUITE 340, SAN RAMON, CA 94583
Registered with this firm since 4/30/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/25/2010 - 05/16/2018 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SAN MATEO, CA
B
 06/24/2010 - 05/16/2018 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SAN MATEO, CA
IA
 01/27/2005 - 06/09/2010 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CAMPBELL, CA
B
 01/14/2005 - 06/09/2010 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CAMPBELL, CA
B
 01/14/2005 - 05/19/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.