Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ELIZABETH TUAN OLDHAM GRISSOM
ELIZABETH TUAN GRISSOM, ELIZABETH TUAN OLDHAM
CRD#: 4141819
IA
B
MORGAN STANLEYCRD#: 149777 2 North Tamiami Trail
Suite 1100
Sarasota, FL 34236
Suite 1100
Sarasota, FL 34236
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 4/29/2016
B
New Mexico 6/4/2024
B
California 4/29/2016
B
New York 4/29/2016
B
Colorado 4/29/2016
B
North Carolina 5/11/2018
B
Connecticut 9/13/2016
B
Ohio 4/29/2016
B
Delaware 12/17/2021
B
Oklahoma 3/1/2023
B
District of Columbia 12/8/2017
B
Oregon 9/12/2022
B
Florida 4/29/2016
B
Pennsylvania 12/8/2017
IA
Florida 9/23/2021
B
Rhode Island 7/29/2024
B
Georgia 12/8/2017
B
South Carolina 9/16/2020
B
Illinois 4/29/2016
B
Texas 1/28/2025
B
Kentucky 12/17/2021
IA
Texas 1/31/2025
B
Maine 10/12/2022
B
Utah 7/23/2024
B
Maryland 12/8/2017
B
Virginia 4/29/2016
B
Massachusetts 4/29/2016
B
Washington 4/29/2016
B
Michigan 4/29/2016
B
West Virginia 7/9/2024
B
Minnesota 12/8/2017
B
Wisconsin 4/29/2016
B
New Jersey 4/29/2016
B
Wyoming 6/5/2023
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 4/29/2016
B
Registered with this firm since 4/29/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 05/10/2016 | SEATTLE, WA | |
B | 10/01/2012 - 05/10/2016 | SEATTLE, WA | |
IA | 08/24/2010 - 10/01/2012 | SEATTLE, WA | |
B | 08/09/2010 - 10/01/2012 | SEATTLE, WA | |
B | 06/25/2009 - 10/30/2009 | IRVING, TX | |
B | 11/01/2004 - 01/07/2009 | DALLAS, TX | |
B | 12/03/2003 - 09/13/2004 | DENVER, CO | |
B | 08/15/2000 - 09/23/2003 | BOSTON, MA | |
B | 03/27/2000 - 06/09/2000 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.