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Detailed Report
RAMONA MARIA SANTOS
MONA OJEDA, MONA SANTOS, RAMONA MARIA SANTOS-OJEDA
CRD#: 4141340
IA
Investment Adviser
B
Broker
INTEGRATED WEALTH CONCEPTS LLCCRD#: 284656 102B CENTRE BLVD
MARLTON, NJ 08053
LPL FINANCIAL LLCCRD#: 6413 102 CENTRE BLVD STE B
MARLTON, NJ 08053-4129
Registration History
20002002200420062008201020122014201620182020202220242026IAINTEGRATED WEALTH CONCEPTS LLC (CRD# 284656)2019 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - Present (11 years)BFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2000 - 2014 (13 years)IADAVINCI FINANCIAL DESIGNS (CRD# 163362)2014 - 2019 (5 years)IALPL FINANCIAL LLC (CRD# 6413)2014 - 2016 (2 years)IAFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2005 - 2014 (8 years)IAFIRST COMMAND BANK (CRD# 128851)2004 - 2005 (1 year)IAFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 7/17/2018
B
Minnesota 10/18/2016
B
Arkansas 3/16/2018
B
Nebraska 11/5/2015
B
California 4/4/2019
B
New Jersey 1/17/2014
B
Colorado 3/31/2023
IA
New Jersey 5/2/2019
B
Connecticut 9/23/2020
B
New York 1/17/2014
B
District of Columbia 5/17/2016
IA
New York 10/20/2022
B
Florida 8/22/2018
B
North Carolina 4/2/2020
B
Georgia 1/21/2014
B
Pennsylvania 5/13/2019
B
Hawaii 1/2/2022
B
South Carolina 2/18/2014
B
Illinois 2/4/2015
B
Texas 1/28/2014
B
Kansas 8/5/2019
IA
Texas 5/1/2019
B
Kentucky 11/23/2016
B
Virginia 6/5/2014
B
Maryland 11/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INTEGRATED WEALTH CONCEPTS LLC (CRD#:284656)
102B CENTRE BLVD, MARLTON, NJ 08053
PISECO, NY
Registered with this firm since 5/1/2019
B
LPL FINANCIAL LLC (CRD#:6413)
102 CENTRE BLVD STE B, MARLTON, NJ 08053-4129
PISECO, NY
Registered with this firm since 1/17/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/14/2014 - 05/03/2019 DAVINCI FINANCIAL DESIGNS (CRD#:163362) MARLTON, NJ
IA
 01/28/2014 - 01/25/2016 LPL FINANCIAL LLC (CRD#:6413) MARLTON, NJ
IA
 09/02/2005 - 01/15/2014 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) HAINESPORT, NJ
B
 04/20/2000 - 01/15/2014 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) HAINESPORT, NJ
IA
 04/12/2004 - 09/02/2005 FIRST COMMAND BANK (CRD#:128851) FORT WORTH, TX
IA
 11/20/2003 - 04/12/2004 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) HAINESPORT, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.