• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALLAN ROBERT ROBERTSON (JR)
ALLAN ROBERT ROBERTSON
CRD#: 4140705
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 101 W 3rd St.
Williamsport, PA 17701
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 101 W 3rd St.
Williamsport, PA 17701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2006 - 2016 (10 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2006 (6 years)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2007 - 2016 (9 years)
Disclosure(s)
View By:
12/19/2007
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/12/2022

B
North Carolina 10/20/2016

B
California 10/20/2016

IA
North Carolina 6/21/2024

B
Colorado 10/20/2016

B
Ohio 10/20/2016

B
Delaware 10/20/2016

IA
Pennsylvania 10/18/2016

B
Florida 10/20/2016

B
Pennsylvania 10/20/2016

B
Indiana 10/26/2016

B
South Carolina 10/24/2016

B
Maryland 3/13/2023

B
Texas 9/14/2021

B
Massachusetts 6/16/2020

IA
Texas 9/14/2021

B
Mississippi 6/7/2019

B
Utah 1/4/2022

B
Nevada 10/20/2016

B
Virginia 10/20/2016

B
New Hampshire 10/20/2021

B
Washington 5/4/2017

B
New York 10/20/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
101 W 3rd St., Williamsport, PA 17701
Asheville, NC
Registered with this firm since 10/20/2016

IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
101 W 3rd St., Williamsport, PA 17701
Asheville, NC
Registered with this firm since 10/18/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/21/2007 - 10/25/2016 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) MONTOURSVILLE, PA
B
10/10/2006 - 10/25/2016 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) MONTOURSVILLE, PA
B
03/16/2000 - 10/16/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WILLIAMSPORT, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.