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Kent Freeman Swenson
CRD#: 4140251
IA
B
EDWARD JONESCRD#: 250 712 ATLANTIC AVENUE
MORRIS, MN 56267
MORRIS, MN 56267
0
Disclosures
24
Years of Experience
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State Registrations
B
Arizona 1/20/2009
B
New York 2/10/2025
B
California 4/30/2018
B
North Dakota 2/19/2003
B
Florida 2/19/2003
B
Oklahoma 11/9/2009
B
Georgia 11/14/2006
B
South Dakota 2/19/2003
B
Illinois 11/22/2024
B
Texas 2/19/2003
B
Iowa 2/23/2022
IA
Texas 1/11/2019
B
Louisiana 2/19/2003
B
Washington 6/23/2006
B
Minnesota 2/19/2003
B
Wisconsin 1/22/2004
IA
Minnesota 11/21/2013
B
Wyoming 4/20/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/18/2007
B
Registered with this firm since 2/19/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/16/2002 - 02/21/2003 | DES MOINES, IA | |
B | 05/23/2000 - 04/15/2002 | PHILADELPHIA, PA | |
B | 02/29/2000 - 03/27/2000 | EL SEGUNDO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.