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GEORGE A KOUTSIOUKIS
CRD#: 4139015
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 403 Roper Creek Drive
2nd Floor
Greenville, SC 29615
2nd Floor
Greenville, SC 29615
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Alabama 12/19/2024
B
North Carolina 9/3/2019
B
California 8/13/2021
B
Ohio 12/17/2024
B
Florida 9/3/2019
B
Oklahoma 9/3/2019
B
Georgia 9/3/2019
B
South Carolina 9/3/2019
B
Idaho 12/17/2024
IA
South Carolina 9/3/2019
B
Illinois 12/17/2024
B
Tennessee 9/3/2019
B
Kansas 12/17/2024
B
Texas 12/17/2024
B
Nevada 12/17/2024
IA
Texas 12/17/2024
B
New York 9/3/2019
B
West Virginia 12/17/2024
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 9/3/2019
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Registered with this firm since 9/3/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2013 - 09/10/2019 | GREENVILLE, SC | |
B | 02/13/2013 - 09/10/2019 | GREENVILLE, SC | |
IA | 01/29/2013 - 02/13/2013 | GREENVILLE, SC | |
B | 01/23/2013 - 02/13/2013 | GREENVILLE, SC | |
IA | 05/21/2008 - 08/01/2012 | GREENVILLE, SC | |
B | 06/15/2005 - 08/01/2012 | GREENVILLE, SC | |
IA | 08/11/2000 - 07/07/2005 | GREENVILLE, SC | |
B | 08/14/2000 - 07/07/2005 | WEEHAWKEN, NJ | |
B | 03/06/2000 - 08/14/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.