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JEFF MAIN
JEFFREY FRANK MAIN
CRD#: 4138833
IA
B
MORGAN STANLEYCRD#: 149777 28202 Cabot Road
Suite 500
Laguna Niguel, CA 92677
Suite 500
Laguna Niguel, CA 92677
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alaska 1/30/2025
B
Missouri 11/4/2021
B
Arizona 6/1/2009
B
Montana 3/16/2016
B
Arkansas 2/6/2025
B
Nebraska 2/6/2025
B
California 6/1/2009
B
Nevada 6/1/2009
IA
California 6/1/2009
B
New Jersey 12/8/2020
B
Colorado 12/8/2020
B
New Mexico 3/9/2023
B
Connecticut 1/26/2022
B
New York 11/14/2013
B
District of Columbia 6/1/2009
B
North Carolina 1/2/2020
B
Florida 6/1/2009
B
Ohio 9/28/2015
B
Georgia 8/30/2018
B
Oregon 6/1/2009
B
Hawaii 1/30/2025
B
South Carolina 2/5/2025
B
Idaho 10/3/2019
B
Tennessee 3/18/2022
B
Illinois 12/3/2024
B
Texas 6/1/2009
B
Indiana 5/23/2023
IA
Texas 3/11/2020
B
Iowa 9/14/2018
B
Utah 10/28/2022
B
Maryland 11/11/2024
B
Washington 6/1/2009
B
Massachusetts 2/6/2025
B
Wisconsin 6/8/2021
B
Michigan 11/29/2018
B
Wyoming 1/30/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/21/2005 - 06/01/2009 | IRVINE, CA | |
B | 11/18/2005 - 06/01/2009 | IRVINE, CA | |
IA | 11/17/2000 - 11/21/2005 | IRVINE, CA | |
B | 04/19/2000 - 11/21/2005 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.