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Detailed Report
Jacob Andrew Peroceschi
JACOB A PEROCESCHI, JACOB ANDREW PEROCESCHI
CRD#: 4138720
IA
Investment Adviser
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Previous Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 300 N CORPORATE DR
SUITE 270
BROOKFIELD, WI 53045
Registration History
20002002200420062008201020122014201620182020202220242026IAWEALTH ENHANCEMENT ADVISORY SE... (CRD# 116407)2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - 2023 (19 years)BSTRONG INVESTMENTS, INC. (CRD# 15658)2000 - 2004 (3 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2000 - 2000 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2009 - 2023 (14 years)
Disclosure(s)
View By:
5/7/2008
Customer Dispute
Settled
License(s)

State Registrations

IA
Wisconsin 11/6/2024
Current Registration(s)
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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
300 N CORPORATE DR SUITE 270, BROOKFIELD, WI 53045
Registered with this firm since 11/6/2024
Previous Registration(s)
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 01/22/2009 - 10/05/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Brookfield, WI
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 04/14/2004 - 10/05/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Brookfield, WI
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 07/11/2000 - 03/30/2004 STRONG INVESTMENTS, INC. (CRD#:15658) MENOMONEE FALLS, WI
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 02/17/2000 - 07/21/2000 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.