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REBECCA LYNN CLAUER
Becca Clauer Clauer, Becca Clauer, Rebecca Clauer, Becca Clauer-Leahr, Becca Clauer-Mosbat…
CRD#: 4138014
IA
Investment Adviser
B
Broker
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 12400 Coit Road
Suite 700
Dallas, TX 75251
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 12400 Coit Road
Suite 700
Dallas, TX 75152
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2023 (3 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2011 - 2017 (6 years)BWADDELL & REED, INC. (CRD# 866)2000 - 2000 (<1 year)IAADVICE AND PLANNING SERVICES (CRD# 20472)2013 - 2017 (3 years)
License(s)

State Registrations

B
Texas 9/23/2024

IA
Texas 9/23/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LEVEL FOUR FINANCIAL, LLC (CRD#:25700)
12400 Coit Road Suite 700, Dallas, TX 75152
Registered with this firm since 9/23/2024

IA
LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
12400 Coit Road Suite 700, Dallas, TX 75251
Registered with this firm since 9/23/2024

Previous Registration(s)
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IA
05/03/2024 - 08/22/2024 PRINCIPAL SECURITIES, INC. (CRD#:1137) ADDISON, TX
B
05/01/2024 - 08/22/2024 PRINCIPAL SECURITIES, INC. (CRD#:1137) ADDISON, TX
IA
07/17/2020 - 10/03/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) LONE TREE, CO
B
07/09/2020 - 10/02/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
IA
11/22/2017 - 05/29/2020 AXA ADVISORS, LLC (CRD#:6627) LAKEWOOD, CO
B
11/22/2017 - 05/29/2020 AXA ADVISORS, LLC (CRD#:6627) LAKEWOOD, CO
IA
05/04/2017 - 09/05/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) LAKEWOOD, CO
B
05/03/2017 - 09/05/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LAKEWOOD, CO
IA
08/21/2013 - 03/15/2017 ADVICE AND PLANNING SERVICES (CRD#:20472) DENVER, CO
B
01/17/2011 - 03/15/2017 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) DENVER, CO
B
04/07/2000 - 09/26/2000 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
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Broker
IA
Investment Adviser
Disclosures
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