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Detailed Report
CHARLES LEWIS CARSON JR
CHARLES LEWIS CARSON JR., CHARLES LEWIS CARSON
CRD#: 4137928
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 222 Catoctin Circle
Leesburg, VA 20175
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2000 (<1 year)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2008 (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2004 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2008 (<1 year)
Disclosure(s)
View By:
7/15/2008
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 4/4/2013
B
Nevada 9/3/2015
B
Alaska 1/18/2011
B
New Hampshire 1/19/2011
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
Arkansas 1/18/2011
B
New Mexico 1/18/2011
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 6/1/2009
B
Connecticut 1/19/2011
B
North Dakota 3/1/2019
B
Delaware 6/1/2009
B
Ohio 6/1/2009
B
District of Columbia 6/1/2009
B
Oklahoma 6/1/2009
B
Florida 6/1/2009
B
Oregon 1/18/2011
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Hawaii 5/24/2017
B
Puerto Rico 5/10/2017
B
Idaho 8/7/2017
B
Rhode Island 5/8/2017
B
Illinois 6/1/2009
B
South Carolina 6/1/2009
B
Indiana 1/18/2011
B
South Dakota 5/8/2017
B
Iowa 5/4/2017
B
Tennessee 6/1/2009
B
Kansas 9/27/2017
B
Texas 6/1/2009
B
Kentucky 1/18/2011
IA
Texas 6/1/2009
B
Louisiana 9/20/2017
B
Utah 1/24/2011
B
Maine 6/1/2009
B
Vermont 6/1/2009
B
Maryland 6/1/2009
B
Virgin Islands 12/13/2022
B
Massachusetts 1/18/2011
B
Virginia 6/1/2009
B
Michigan 6/1/2009
IA
Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Washington 6/1/2009
B
Mississippi 6/1/2009
B
West Virginia 6/1/2009
B
Missouri 6/1/2009
B
Wisconsin 6/1/2009
B
Montana 1/18/2011
B
Wyoming 9/20/2017
B
Nebraska 3/24/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
222 Catoctin Circle, Leesburg, VA 20175
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
222 Catoctin Circle, Leesburg, VA 20175
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/27/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) VIENNA, VA
B
 10/27/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) VIENNA, VA
IA
 04/30/2008 - 08/12/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) VIENNA, VA
B
 04/30/2008 - 08/12/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) VIENNA, VA
IA
 06/13/2007 - 05/13/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MCLEAN, VA
B
 02/11/2004 - 05/13/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MCLEAN, VA
B
 07/13/2000 - 01/26/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 05/26/2000 - 08/01/2000 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 03/14/2000 - 05/26/2000 CRESTAR SECURITIES CORPORATION (CRD#:17464) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.