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KEVIN MICHAEL NEMOIR
KEVIN M. NEMOIR
CRD#: 4137167
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 235 N Executive Dr
Ste 200
Brookfield, WI 53005-6000
Ste 200
Brookfield, WI 53005-6000
0
Disclosures
20
Years of Experience
View By:
State Registrations
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Alaska 9/10/2024
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Missouri 2/4/2019
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Arizona 12/18/2015
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Nevada 7/22/2022
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Arkansas 9/8/2017
B
New Jersey 1/6/2017
B
California 5/4/2016
B
New Mexico 4/13/2016
B
Colorado 12/18/2015
B
New York 7/14/2016
B
Connecticut 5/4/2016
B
North Carolina 7/23/2019
B
Florida 12/18/2015
B
Oregon 9/3/2020
B
Georgia 10/29/2021
B
Pennsylvania 1/6/2017
B
Hawaii 8/15/2019
B
South Carolina 10/22/2019
B
Illinois 12/18/2015
B
Tennessee 12/7/2020
B
Indiana 1/25/2019
B
Texas 5/4/2016
B
Kansas 5/13/2024
IA
Texas 5/4/2016
B
Louisiana 1/6/2017
B
Virginia 1/6/2017
B
Maine 10/15/2024
B
Washington 5/4/2016
B
Maryland 8/21/2018
B
Wisconsin 12/18/2015
B
Michigan 12/18/2015
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Wisconsin 12/18/2015
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Minnesota 12/18/2015
B
Wyoming 1/6/2017
SRO Registrations
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IA
Registered with this firm since 12/18/2015
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Registered with this firm since 12/18/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/02/2009 - 01/15/2016 | ELM GROVE, WI | |
B | 12/08/2009 - 12/18/2015 | ELM GROVE, WI | |
B | 03/16/2009 - 12/07/2009 | BROOKFIELD, WI | |
IA | 05/01/2007 - 12/01/2008 | MILWAUKEE, WI | |
B | 04/20/2004 - 04/09/2007 | MILWAUKEE, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.