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Detailed Report
ANTHONY RICHARD POLIDORO
ANTHONY RICHARD POLIDORO JR, ANTHONY RICHARD POLIDORO JR., Anthony R Polidoro
CRD#: 4137070
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 380 E MAIN ST
SPARTANBURG, SC 29302
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 380 E MAIN ST
SPARTANBURG, SC 29302
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2010 - 2011 (1 year)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2001 - 2004 (2 years)BABN AMRO FINANCIAL SERVICES, INC. (CRD# 20373)2000 - 2001 (<1 year)
License(s)

State Registrations

B
New York 2/14/2024
IA
South Carolina 8/14/2023
B
South Carolina 8/10/2023

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
380 E MAIN ST, SPARTANBURG, SC 29302
Registered with this firm since 8/14/2023
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
380 E MAIN ST, SPARTANBURG, SC 29302
Registered with this firm since 8/10/2023
Previous Registration(s)
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IA
 08/10/2015 - 07/17/2023 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NORTH BABYLON, NY
B
 08/10/2015 - 07/17/2023 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NORTH BABYLON, NY
IA
 10/01/2012 - 06/23/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SOUTHHAMPTON, NY
B
 10/01/2012 - 06/23/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SOUTHHAMPTON, NY
IA
 05/23/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SOUTHHAMPTON, NY
B
 06/01/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SOUTHHAMPTON, NY
IA
 04/28/2010 - 04/20/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) BOHEMIA, NY
B
 04/28/2010 - 04/20/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) BOHEMIA, NY
IA
 05/13/2008 - 12/31/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) MELVILLE, NY
B
 05/13/2008 - 12/31/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) MELVILLE, NY
IA
 10/20/2004 - 04/25/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MELVILLE, NY
B
 10/20/2004 - 04/25/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MELVILLE, NY
IA
 06/11/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) FOREST HILLS, NY
B
 03/29/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 08/22/2001 - 03/25/2004 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 09/22/2000 - 08/22/2001 ABN AMRO FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.