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Detailed Report
WARREN WILLIAM SCHLIITER
BILL SCHLIITER, WARREN W SCHLIITER
CRD#: 413688
IA
Investment Adviser
B
Previous Broker
SILA FINANCIAL, LLCCRD#: 298406 Ketchum, ID
Registration History
197019751980198519901995200020052010201520202025IASILA FINANCIAL, LLC (CRD# 298406)2020 - Present (4 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2020 - 2021 (1 year)BKMS FINANCIAL SERVICES, INC. (CRD# 3866)2000 - 2020 (20 years)BPACIFIC HARBOR SECURITIES, INC. (CRD# 8755)1987 - 2000 (13 years)BFINANCIAL PLANNERS EQUITY CORP... (CRD# 7420)1981 - 1987 (5 years)BINDEPENDENT FINANCIAL PLANNERS... (CRD# 653)1978 - 1981 (3 years)BINDEPENDENT SECURITIES CORPORATION (CRD# 262)1975 - 1980 (5 years)BINA SECURITY CORPORATION (CRD# 422)1970 - 1975 (4 years)IAKMS FINANCIAL SERVICES, INC (CRD# 3866)2001 - 2020 (19 years)
License(s)

State Registrations

IA
Idaho 1/8/2021
IA
Washington 10/27/2020
Current Registration(s)
IA
SILA FINANCIAL, LLC (CRD#:298406)
Ketchum, ID
Registered with this firm since 10/27/2020
Previous Registration(s)
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 11/02/2020 - 11/02/2021 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Ketchum, ID
IA
 01/24/2001 - 10/30/2020 KMS FINANCIAL SERVICES, INC (CRD#:3866) KETCHUM, ID
B
 06/21/2000 - 10/30/2020 KMS FINANCIAL SERVICES, INC. (CRD#:3866) KETCHUM, ID
B
 06/01/1987 - 07/19/2000 PACIFIC HARBOR SECURITIES, INC. (CRD#:8755) HIGHLAND, UT
B
 09/25/1981 - 06/12/1987 FINANCIAL PLANNERS EQUITY CORPORATION (CRD#:7420)
FINRA expelled the firm on 08/25/1988
B
 04/12/1978 - 08/11/1981 INDEPENDENT FINANCIAL PLANNERS CORPORATION (CRD#:653)
B
 03/03/1975 - 10/30/1980 INDEPENDENT SECURITIES CORPORATION (CRD#:262)
B
 10/01/1970 - 04/15/1975 INA SECURITY CORPORATION (CRD#:422)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.