Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PATRICK GERARD BOUTHILLER
CRD#: 4136215
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1 INDEPENDENT DRIVE 20TH FL
[F4-RBO]
JACKSONVILLE, FL 32202
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - Present (13 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2000 - 2009 (9 years)
License(s)

State Registrations

B
Alabama 10/25/2011
B
Mississippi 9/14/2017
B
California 10/29/2024
B
New Jersey 3/11/2022
B
Florida 10/25/2011
B
New York 10/25/2011
IA
Florida 10/26/2011
B
North Carolina 1/7/2016
B
Georgia 10/25/2011
B
Ohio 6/29/2021
B
Illinois 4/24/2020
B
Oklahoma 7/24/2023
B
Kansas 10/29/2024
B
Pennsylvania 10/25/2011
B
Kentucky 2/2/2021
B
Tennessee 1/6/2016
B
Maryland 11/29/2021
B
Virginia 10/25/2011
B
Massachusetts 6/24/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1 INDEPENDENT DRIVE 20TH FL [F4-RBO], JACKSONVILLE, FL 32202
11025 OLD ST AUGUSTINE RD, JACKSONVILLE, FL 32257
Registered with this firm since 10/26/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1 INDEPENDENT DRIVE 20TH FL [F4-RBO], JACKSONVILLE, FL 32202
11025 OLD ST AUGUSTINE RD, JACKSONVILLE, FL 32257
Registered with this firm since 10/25/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/23/2009 - 10/25/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) JACKSONVILLE, FL
B
 04/14/2009 - 10/25/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) JACKSONVILLE, FL
B
 03/20/2000 - 04/15/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) JACKSONVILLE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.