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Detailed Report
HYONG LEE
HARRY LEE
CRD#: 4135563
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 461 FROM RD STE 101
PARAMUS, NJ 07652
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2004 (2 years)2 FIRMS2004 - 2008 (3 years)2 FIRMS2022 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2013 - 2022 (8 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - 2013 (5 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2001 - 2002 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)2000 - 2001 (<1 year)IAMORGAN STANLEY (CRD# 149777)2020 - 2022 (1 year)
License(s)

State Registrations

B
California 2/17/2022
B
New York 2/17/2022
B
Delaware 3/26/2025
IA
New York 2/17/2022
B
Florida 2/17/2022
B
Pennsylvania 2/17/2022
B
Massachusetts 2/17/2022
B
South Dakota 2/27/2024
B
New Jersey 2/17/2022
B
Texas 2/22/2022
IA
New Jersey 3/4/2022
B
Wisconsin 2/17/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
461 FROM RD STE 101, PARAMUS, NJ 07652
Registered with this firm since 2/17/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
461 FROM RD STE 101, PARAMUS, NJ 07652
Registered with this firm since 2/17/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/15/2020 - 02/18/2022 MORGAN STANLEY (CRD#:149777) New York, NY
B
 11/22/2013 - 02/18/2022 MORGAN STANLEY (CRD#:149777) New York, NY
B
 04/25/2008 - 12/02/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
IA
 10/20/2004 - 04/30/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NEW YORK, NY
B
 10/20/2004 - 04/30/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NEW YORK, NY
IA
 09/09/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 01/31/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 05/14/2001 - 02/25/2002 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 09/15/2000 - 03/16/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.