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Arielle Kim Jaffe
ARIELLE KIM LOW
CRD#: 4134643
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2301 ROSECRANS AVE #5100
EL SEGUNDO, CA 90245
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2301 ROSECRANS AVE #5100
EL SEGUNDO, CA 90245
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2006 (4 years)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BINVESTACORP, INC. (CRD# 7684)2007 - 2020 (13 years)BLADENBURG THALMANN & CO. INC. (CRD# 505)2019 - 2019 (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2001 (<1 year)BSALOMON SMITH BARNEY INC. (CRD# 7059)2000 - 2001 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)2000 - 2000 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAINVESTACORP ADVISORY SERVICES INC (CRD# 109011)2008 - 2020 (12 years)
License(s)

State Registrations

B
California 1/26/2021

B
Florida 1/26/2021

IA
California 6/29/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
MIAMI, FL
Registered with this firm since 1/26/2021

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
Registered with this firm since 1/26/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/26/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
07/17/2020 - 01/21/2021 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) MIAMI, FL
B
07/17/2020 - 01/21/2021 SECURITIES AMERICA, INC. (CRD#:10205) MIAMI, FL
IA
05/20/2008 - 07/17/2020 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) MIAMI, FL
B
05/30/2007 - 07/17/2020 INVESTACORP, INC. (CRD#:7684) MIAMI, FL
B
03/05/2019 - 12/12/2019 LADENBURG THALMANN & CO. INC. (CRD#:505) MIAMI, FL
IA
11/06/2001 - 05/19/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIRAMAR, FL
B
11/05/2001 - 05/19/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIRAMAR, FL
B
05/09/2001 - 05/31/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
07/19/2000 - 05/10/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
03/22/2000 - 06/15/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.