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Detailed Report
Philip K McEwen
PHILIP KEYT MCEWEN, Phil McEwen
CRD#: 4133252
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10745 SILVERDALE WAY NW
SILVERDALE, WA 98383
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2012 (3 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BEDWARD JONES (CRD# 250)2002 - 2007 (4 years)BHARRIS INVESTORLINE INC. (CRD# 6362)2000 - 2002 (2 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2022 (10 years)IAEDWARD JONES (CRD# 250)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 10/13/2022
B
Montana 10/13/2022
B
Alaska 10/13/2022
B
Nevada 12/11/2024
B
Arizona 10/13/2022
B
New Mexico 10/13/2022
B
California 10/13/2022
B
Oregon 10/13/2022
B
Colorado 10/13/2022
B
Pennsylvania 10/13/2022
B
Florida 10/13/2022
B
Texas 10/13/2022
B
Georgia 10/13/2022
IA
Texas 10/13/2022
B
Hawaii 10/13/2022
B
Virginia 10/13/2022
B
Idaho 2/2/2024
B
Washington 10/13/2022
B
Illinois 10/13/2022
IA
Washington 10/13/2022
B
Kentucky 10/13/2022
B
Wisconsin 10/13/2022
B
Maryland 10/13/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10745 SILVERDALE WAY NW, SILVERDALE, WA 98383
20350 LITTLE VALLEY RD NE, POULSBO, WA 98370
Registered with this firm since 10/13/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10745 SILVERDALE WAY NW, SILVERDALE, WA 98383
20350 LITTLE VALLEY RD NE, POULSBO, WA 98370
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/2012 - 10/12/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) PORT ORCHARD, WA
IA
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) TACOMA, WA
B
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) TACOMA, WA
IA
 01/11/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) KENT, WA
B
 01/11/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) KENT, WA
IA
 02/13/2007 - 03/02/2007 EDWARD JONES (CRD#:250) PORTORCHARD, WA
B
 11/19/2002 - 03/02/2007 EDWARD JONES (CRD#:250) PORTORCHARD, WA
B
 04/26/2000 - 06/03/2002 HARRIS INVESTORLINE INC. (CRD#:6362) SEATTLE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.