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TRACEY ANNE BEYER
TRACEY ANNE LICATA
CRD#: 4133013
IA
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WELLS FARGO ADVISORSCRD#: 19616 1675 N MILITARY TRAIL STE 500
BOCA RATON, FL 33486
BOCA RATON, FL 33486
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Disclosures
13
Years of Experience
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State Registrations
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Alabama 9/27/2024
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Montana 9/27/2024
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Arizona 9/27/2024
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Nevada 9/27/2024
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California 6/17/2024
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New Hampshire 7/25/2024
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Colorado 7/25/2024
B
New Jersey 6/17/2024
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Connecticut 6/17/2024
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New Mexico 9/27/2024
B
Delaware 6/17/2024
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New York 6/17/2024
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Florida 6/17/2024
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North Carolina 7/12/2024
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Florida 6/18/2024
B
Ohio 6/17/2024
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Georgia 6/17/2024
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Oregon 6/17/2024
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Illinois 9/27/2024
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Pennsylvania 6/17/2024
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Iowa 9/27/2024
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Rhode Island 1/13/2025
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Kansas 9/27/2024
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South Carolina 7/12/2024
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Kentucky 6/17/2024
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South Dakota 9/27/2024
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Louisiana 9/27/2024
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Tennessee 9/27/2024
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Maine 7/25/2024
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Texas 6/17/2024
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Maryland 6/17/2024
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Vermont 9/27/2024
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Massachusetts 6/17/2024
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Virginia 7/12/2024
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Michigan 6/17/2024
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Washington 7/25/2024
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Minnesota 7/12/2024
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Wisconsin 7/12/2024
B
Mississippi 9/27/2024
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Wyoming 9/27/2024
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Missouri 7/25/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 6/18/2024
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Registered with this firm since 6/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/22/2012 - 06/03/2024 | BOCA RATON, FL | |
B | 11/07/2011 - 06/03/2024 | BOCA RATON, FL | |
B | 08/11/2011 - 11/11/2011 | BOCA RATON, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.