Individual Firm
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Martin William Youmaran
MARTIN W YOUMARAN, MARTIN WILLIAM YOUMARAN, Martin Youmaran, Marty Youmaran
CRD#: 4132047
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 2951 COUNTRYSIDE DR
TURLOCK, CA 95380
TURLOCK, CA 95380
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2/15/2020
Financial
Final
1/31/2020
Financial
Final
7/1/2019
Financial
Final
State Registrations
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Arizona 1/13/2025
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North Carolina 9/20/2023
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California 9/18/2023
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Oregon 2/20/2025
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California 9/18/2023
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Texas 9/18/2023
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Connecticut 11/18/2024
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Texas 9/18/2023
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Iowa 1/9/2025
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Washington 1/9/2025
SRO Registrations
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IA
Registered with this firm since 9/18/2023
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Registered with this firm since 9/18/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/29/2023 - 10/05/2023 | Modesto, CA | |
B | 08/29/2023 - 10/05/2023 | Modesto, CA | |
IA | 05/02/2019 - 01/03/2022 | MODESTO, CA | |
B | 11/16/2018 - 01/03/2022 | MODESTO, CA | |
B | 06/27/2001 - 09/05/2018 | HIGHLAND PARK, IL | |
B | 05/24/2000 - 06/28/2001 | DEERFIELD, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.