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Detailed Report
RICHARD AARON BUCK
CRD#: 4132016
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 112 Lexington Tpke
Amherst, VA 24521
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 112 Lexington Tpke
Ste 100
Amherst, VA 24521
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (1 year)IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2023 - Present (1 year)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2002 - Present (22 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2001 - 2002 (<1 year)
Disclosure(s)
View By:
1/26/2005
Customer Dispute
Settled
License(s)

State Registrations

B
North Carolina 3/3/2025
B
Virginia 11/18/2002
IA
North Carolina 3/3/2025
IA
Virginia 5/11/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
112 Lexington Tpke, Amherst, VA 24521
Registered with this firm since 5/11/2023
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
112 Lexington Tpke Ste 100, Amherst, VA 24521
Registered with this firm since 11/18/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/02/2001 - 06/06/2002 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
B
 03/07/2000 - 07/27/2001 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 03/07/2000 - 07/27/2001 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.